We offer a full range of AML/CFT services to assist you in meeting your obligations under the prevailing AML laws. Our services include, conducting AML/CFT Risk Assessments, preparing AML/CFT Programmes, conducting internal and external audits and reviewing and implementing customer due diligence and transaction monitoring solutions.
Our consultancy support is specific to the requirements of individual clients. We assist our clients to fully understand their regulatory compliance obligations and the actions required to satisfy those obligations. We also advise clients on the steps that can be taken in order to minimise the likelihood of regulatory intervention.
We provide a range of training solutions designed to educate and up-skill staff, compliance officers, senior managers and directors. We offer standardised training programmes as well as customised training programmes that can be tailored to suit the specific requirements of your business. Either can be delivered digitally or face-to-face.
Conducting reviews of AML and Sanctions frameworks including governance, systems, processes and controls to help explain AML risks, identify areas for improvement and focus remedial action where required.
Policies and Procedures
Review and drafting of policies and procedures to ensure they meet regulatory requirements.
Review and drafting of a firm’s AML and Sanctions risk assessment, considering key risk factors and aligning to the firm’s risk appetite.
Evaluation of both manual and automated transaction monitoring procedures, systems and controls, ensuring they are fit for purpose and meet regulatory requirements considering the nature, size and complexity of the firm.
Know Your Customer
Undertaking independent KYC assessment, as well as retrospective client due diligence (CDD)/enhanced due diligence (EDD) and suspicious activity report (SAR) reviews, including backlogs remediation.
Regulatory Gap Analysis
Ensuring your AML and sanctions compliance processes meet national and international regulatory requirements.
Understanding and implementing your Compliance and AML/CFT obligations can be difficult. Our on-site assistance service puts one of our specialist consultants into your business to assist with the implementation and operation of your Compliance and AML/CFT programmes. We will provide hands on advice, guidance and real time training in order to assist you and your team.
Compliance Personnel on Demand
Providing MLRO / KYC support to the business on a short and long term basis.
At Compliance Academy, we provide a wide range of e-learning and training courses from GDPR, AML, Anti-Bribery & Corruption to general compliance related training. We are able to serve everyone from large organisations right through to individual learners.
If you are not sure which product to pick, we can also help you choose the right course by providing you with detailed information and create tailored courses for your organisation.
At Compliance Academy our courses are also CPD certified given you added comfort and assurances.
Policies together with other corporate and internal governance documents form a vital part of any successful business by helping it operate more efficiently.
Don't have time to draft policy and governing documents? Don't have the business resources to hire or dedicate staff to the task? Don't know where to begin?
PolicyHERO saves time, saves resources and saves money with its easily customisable, off-the-shelf template policy and corporate governance documents. Want to implement a social media use policy across your business? PolicyHERO has a document for that. Want to ensure that your business has a clearly documented approach to anti-money laundering? PolicyHERO has a document for that. Need to establish a new staff absence policy? PolicyHERO has a document for that too! If you cannot find the template policy you are looking for in our template library, simply contact our team. We are constantly adding high quality template policy and corporate governance documents to our library, often on request!
PolicyHero also provides a platform for the creation and management of policy and procedure documents which can be reviewed and signed off by client staff.
The platform of PolicyHero allow for individuals within business i.e. policy manager(s)) to be able to create and approve policies and procedure documents which can be reviewed by other members of that business (employees). The policy managers will have the ability to create policies/procedures, share with an employee, and keep track of that employee reviewing the policy/procedure. This is important as it forms part of the compliance trail for policies and procedures.
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